Ferrara on Insider Trading and the Wall

Ferrara on Insider Trading and the Wall

4.11 - 1251 ratings - Source

The authors analyze the impact of the Dodd-Frank Wall Street Reform and Consumer Protection Act, the Sarbanes-Oxley Act and SEC regulations regarding selective disclosure and insider trading.78 The NASD continues to note that whether a particular communication falls within the definition of aquot;research reportaquot; depends on specific facts and circumstances.79 Some commenters asserted that all aquot;technical analysisaquot; and aquot; quantitativeaquot;anbsp;...

Title:Ferrara on Insider Trading and the Wall
Author:Ralph C. Ferrara, Herbert Thomas, Donna M. Nagy
Publisher:Law Journal Press - 2014-11-28


You Must CONTINUE and create a free account to access unlimited downloads & streaming