Contents: (1) Results of the Invest.; (2) SEC Review of 2000 and 2001 Markopolos Complaints: (3) SEC 2004 OCIE Cause Exam. of Madoff; (4) SEC 2005 NERO Exam. of Madoff; (5) SEC 2006 Invest. of Markopolos Complaint; (6) Effect of MadoffAis Stature and Reputation on SEC Exam.; (7) Allegations of Conflict of Interest from the Relationship between Eric Swanson and Shana Madoff; (8) Private EntitiesAi Due Diligence Efforts Revealed Suspicious Activity about MadoffAis Operations; (9) Potential Investors Relied upon the Fact That the SEC had Examined and Investigated Madoff in Making Decisions to Invest with Him; (10) Additional Complaints Received by the SEC re: Madoff; (11) Additional Exam. and Inspect. of MadoffAis Firms by the SEC.strategy for these extraordinarily consistent returns as very basic: investing in long-term Fortune 500 securities, with hedges of the Standard aamp; Poora#39;s (Saamp;P) index. The SEC suspected that Avellino aamp; Bienes was operating a Ponzi scheme andanbsp;...
|Title||:||Investigation of Failure of the SEC to Uncover Bernard Madoff's Ponzi Scheme [electronic Resource]|
|Author||:||H. David Kotz|
|Publisher||:||DIANE Publishing - 2009|