Securities Practice and Electronic Technology

Securities Practice and Electronic Technology

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Securities Practice and Electronic Technology provides complete, practical, hands-on guidance to the legal and regulatory developments spurred by the online revolution. You'll get coverage of the impact on all major securities laws and regulations, plus step-by-step advice on electronic delivery of information to investors, establishing corporate and broker-dealer Web sites, the use of electronic advertising and sales literature, and many other issues. Securities Practice and Electronic Technology provides unique advice and perspective on how to use the Internet, extranets and other new media when dealing with clients. Other topics include: corporate disclosure and capital formation; electronic offering circulars; electronic roadshows; exempt offerings; shareholder communications; creating, developing and maintaining a corporate Web site; informed consent; overseas investing; security and encryption; alternative trading systems; intellectual property issues; electronic storage requirements under E-Sign; and uniform electronic communications policy.aquot;Research reportaquot; includes any public communication of a broker dealer that falls within the definition, regardless of the ... Technical analysis concerning the demand and supply for a sector, index or industry based on trading volume and price.

Title:Securities Practice and Electronic Technology
Author:John R. Hewitt, James B. Carlson
Publisher:Law Journal Press - 2014-04-28


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