Securities regulation

Securities regulation

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and in which the pledgee is a broker or dealer registered under section 15 of the Act.aquot;152 However an underwriter who acquires securities in good faith in ... 1933 Act is not deemed a beneficial owner of the securities until 40 days after the date of the acquisition.153 (iii) Schedule 13D: Section 13(d)(1) empowers ... 596, 598- 601 (1979) (amendments to cover page and instructions); 16, 384, 18 SEC Dock.

Title:Securities regulation
Author:Louis Loss, Joel Seligman
Publisher:Aspen Law & Business - 2001-05


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